Ruleguard — Review, Assessment & Pricing | Applied Verdict

Ruleguard

by Ruleguard

Founded: 2013 · Visit website

About Ruleguard

Ruleguard offers a GRC and compliance software platform designed for the financial services industry, providing modules for compliance tracking, risk management, policy management, and third-party oversight. The platform enables enterprises to manage regulatory obligations, track compliance activities, and maintain governance across their operations.

Ruleguard is a specialized RegTech platform purpose-built for financial services compliance automation, offering no-code workflows for regulatory tracking, operational resilience, and employee oversight. Unlike horizontal GRC platforms, they provide deep vertical expertise in UK/European financial regulations including CASS, FCA consumer duty, and sector-specific requirements, with recognition as a 2025 eGRC Category Leader.

Product Areas

Policy ManagementThird-Party Risk ManagementCompliance ManagementRegulatory Change Management

AV Expert Opinion

Ruleguard is a RegTech vendor specializing in GRC and compliance software built specifically for regulated financial services firms including banks, insurers, and asset managers. They provide an integrated, no-code platform for automating regulatory compliance tracking, employee oversight, operational resilience, and consumer duty obligations with auditable workflows.

Best suited for: UK and European financial services firms (banks, insurers, asset managers) needing specialized regulatory compliance tracking for FCA, PRA, and sector-specific rules like CASS; Mid-market to enterprise financial institutions seeking to automate regulatory change management and operational resilience requirements; Compliance teams in regulated firms wanting no-code workflow automation with comprehensive audit trails; Organizations needing integrated solutions for employee conduct monitoring, financial promotions approval, and consumer duty compliance